商业研究

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CISG下智能合约的适用问题研究 ——区块链技术的法律限界

孙雯,范玉颖   

  1. (南京大学 法学院,南京 210093)
  • 收稿日期:2020-07-15 出版日期:2020-10-19
  • 作者简介:孙雯(1974-),女,上海奉贤人,南京大学法学院副教授,法学博士,研究方向:国际经济法、文化遗产法;范玉颖(1997-),女,内蒙古兴安盟人,南京大学法学院硕士研究生,研究方向:国际经济法。
  • 基金资助:
    国家社科基金艺术学一般项目“‘一带一路’背景下非物质文化遗产的数字化保护与知识产权保护的冲突与协调”,项目编号:2019BH02551。

The Applicability of CISG on Smart Contracts:The Legal Sphere of Block Chain Technology

SUN Wen,FAN Yu-ying   

  1. (School of Law, Nanjing University, Nanjing 210093,China)
  • Received:2020-07-15 Online:2020-10-19

摘要: 不同于传统合同的表现形式,智能合约完全以程序编码形式表示,其执行环节脱离缔约方由代码(CODE)控制,因此讨论智能合约缔结时的法律问题尤为重要。智能合约体现了区块链的去中心化、透明性、可追溯性、即时性和不可撤销性等特征,在现代数字交易中产生积极作用。本文以国际法视角,立足于国际商事合同领域适用最为广泛的统一实体法——《联合国国际货物销售合同公约》(CISG),讨论智能合约在当前法律制度下,特别是在CISG下的对接及适用问题,并在此基础上讨论智能合约所体现的区块链技术的制度成本及法律限界。从合同构成看,完全以代码形式表现的智能合约能够满足CISG项下要求的要约和承诺条件。从CISG的立法目的出发,智能合约的应用能够提高交易效率,促进国际商事发展,以智能合约方式形成的国际商事交易能够适用CISG,智能合约在CISG项下合法有效。然而在现有实践亦可以看到,智能合约在交易中普遍适用尚存在若干法律规制,法律成本较高,智能合约尚不能无条件广泛适用于国际商事交易。

关键词: 智能合约, CISG, 要约, 承诺, 区块链

Abstract: Unlike the traditional form of contract expression, smart contracts are completely expressed in the form of program codes,and their execution links are controlled by the code of thecontracting parties.Therefore,it is particularly important to discuss the legal issues at the conclusion of smart contracts. Smart contracts reflect the decentralization, transparency,traceability,immediacy,and irrevocability of the block chain,and have played a positive role in modern digital transactions. From the perspective of international law, based on the United Nations Convention on International Contracts for the International Sale of Goods(CISG),the most widely applied uniform entity law in the field of international commercial contracts, the paper discusses the application of smart contracts under the current legal system, especially under CISG, and further discusses the institutional costs and legal boundaries of the block chain technology embodied in smart contracts. From the perspective of the composition of the contract, the smart contract,which is expressed entirely in code,can meet the requirements for offers and acceptance under CISG. From the legislative purpose of CISG,the application of smart contracts can improve transaction efficiency and promote the development of international commercial affairs. International commercial transactions formed in the form of smart contracts can be applied to CISG, and smart contracts are legal and effective under CISG. However, it can also be seen in the existing practice that there are still several legal regulations for the general application of smart contracts in transactions.The legal cost is high, and smart contracts cannot be widely applied unconditionally.

Key words: smart contract;CISG;offer;acceptance, block chain