商业研究

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开放与绿色理念下如何提升工业生态效率? ——基于“污染天堂”假说的验证

董会忠,韩沅刚   

  1. (山东理工大学 管理学院,山东 淄博 255000)
  • 收稿日期:2020-07-29 出版日期:2020-12-19
  • 作者简介:董会忠(1968-),男,山东烟台人,山东理工大学管理学院教授,管理学博士,研究方向:技术经济、低碳经济;韩沅刚(1994-),男,山东烟台人,山东理工大学管理学院硕士研究生,研究方向:低碳经济。
  • 基金资助:
    国家社会科学基金项目“‘2+26’城市煤炭消费减量替代差异化路径与政策协同机制研究”,项目编号:19BJY085。

How to Improve Industrial Eco-efficiency under the Open and Green Development Concept? Based on the Verification of the “Pollution Paradise” Hypothesis

DONG Hui-zhong,HAN Yuan-gang   

  1. (School of Management, Shandong University of Technology, Zibo 255000,China)
  • Received:2020-07-29 Online:2020-12-19

摘要: 在开放与绿色发展理念下,选择全国30个省市及自治区2008—2017年的面板数据,运用超效率SBM模型测度中国工业生态效率,利用空间杜宾模型实证检验环境规制组合、FDI结构和工业生态效率的关系。研究发现:我国工业生态效率呈下降趋势且区域差距加大,东部地区下降最为明显,空间分布呈“俱乐部”集聚特征,高效率省份多为东部沿海发达地区,其余省份表现为中等效率与低效率,分布在中西部欠发达地区;正式环境规制和非正式环境规制对工业生态效率均表现为正向促进作用,且正式环境规制的促进作用较大,两类环境规制对FDI结构优化显著,通过提升FDI质量和倒逼创新效应提高工业生态效率;正式环境规制对工业生态效率直接与间接作用在各地区均成立,而非正式环境规制对工业生态效率直接促进与间接优化在东部与中部地区成立,而在西部地区不成立。因此,应当加强污染型工业行业环境监管力度,规避污染型FDI进入,改善外来投资环境,优化公众参与制度,提升公众环保意识。

关键词: 工业生态效率, 环境规制组合, FDI结构

Abstract: Under the open and green development concept, this study selects panel data from 30 provinces(municipalities and autonomous regions) across the country from 2008 to 2007, uses the super-efficiency SBM model to measure the eco-efficiency of China′s industry, and uses the Spatial Dubin Model to empirically test the relationship among environmental regulations portfolio,FDI structure and industrial eco-efficiency. The results show that the industrial ecological efficiency of China is declining and the regional gap is increasing, especially in the eastern regions,and the spatial distribution is characterized by “club” agglomeration:most of the provinces with high efficiency are developed in the eastern coastal areas, while the rest of the provinces are medium efficiency and low efficiency, which are distributed in the underdeveloped areas of the central and western regions;formal environmental regulation and informal environmental regulation have positive effects on industrial eco-efficiency and the promotion of formal environmental regulation is greater;the two types of environmental regulation have significant effects on the optimization of FDI structure, and improve industrial eco-efficiency by improving the quality of FDI and forcing innovation effect;the direct and indirect effects of formal environmental regulation on industrial eco-efficiency are established in all regions, while the direct promotion and indirect optimization of informal environmental regulation on industrial eco -efficiency are established in the eastern and central regions, but not in the western regions.Therefore, we should strengthen the environmental supervision of polluting industries, avoid the entry of polluting FDI, improve the foreign investment environment, optimize the public participation system, and enhance the public awareness of environmental protection.

Key words: industrial eco-efficiency;environmental regulation portfolio, FDI structure