商业研究

商业研究

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装备制造业服务化科技政策效率及其影响因素研究 ——基于DEA-Tobit的实证分析

李庆雪1,2，綦良群1，于金闯1   

  1. （1.哈尔滨理工大学 经济与管理学院，哈尔滨 150080； 2.哈尔滨工程大学 经济管理学院，哈尔滨 150001）
  • 收稿日期:2020-05-07 出版日期:2020-07-20
  • 作者简介:2020-05-07 作者简介：李庆雪（1989-），女，哈尔滨人，哈尔滨理工大学经济与管理学院讲师，管理学博士，研究方向：产业经济；綦良群（1964-），长春人，哈尔滨理工大学经济与管理学院教授，博士生导师，管理学博士，研究方向：高新技术产业发展战略与管理；于金闯（1993-），男，黑龙江齐齐哈尔人，哈尔滨理工大学经济与管理学院博士研究生，研究方向：产业经济。
  • 基金资助:
    国家自然科学基金项目，项目编号：71373061；黑龙江省哲学社会科学基金青年项目，项目编号：19JYC122，19GLC164；黑龙江省博士后面上资助项目，项目编号：LBH-Z19011，LBH-Z19012。

Research on the Efficiency of Servitization Science and Technology Policy in Equipment Manufacturing Industry and Its Influence Factors:An Empirical Analysis based on DEA-Tobit

LI Qing-xue1,2,QI Liang-qun1, YU Jin-chuang1   

  1. (1.School of Economics and Management, Harbin University of Science and Technology, Harbin 150080, China;2. School of Economics and Management, Harbin Engineering University, Harbin 150001, China)
  • Received:2020-05-07 Online:2020-07-20

摘要： 服务化是促进我国装备制造业转型升级的重要途径，其运行受到政府科技政策重要影响。本文在分析科技政策对我国装备制造业服务化作用机理的基础上，结合2011-2018年装备制造业面板数据，运用DEA-Tobit方法，测算我国装备制造业服务化科技政策效率，实证研究服务化科技政策效率影响因素。研究结果表明：整体来看，我国装备制造业服务化科技政策纯技术效率有效，但部分年份的综合效率无效；分不同行业看，服务化科技政策效率存在行业异质性。高层管理者水平和市场规模对装备制造业服务化科技政策效率有显著正向影响，政府R&D经费支出强度和服务经济水平有显著负向影响，技术传播与扩散能力对科技政策效率的影响没有显著性。

关键词: 服务化, 科技政策, 效率, 影响因素, DEA-Tobit

Abstract: Servitization is an important way to promote the transformation and upgrading of China′s equipment manufacturing industry, and its operation is greatly influenced by the government′s science and technology policy. Based on the analysis of the mechanism of the servitization effect of science and technology policies on China′s equipment manufacturing industry, combined with the panel data of Statistical Yearbook in equipment manufacturing industry from 2011 to 2018, this paper uses DEA-Tobit method to measure the efficiency of science and technology policy in China′s equipment manufacturing industry servitization, and makes an empirical analysis of the influence factors of the servitization science and technology policy efficiency. The results show that: according to the overall, the pure technical efficiency of servitization science and technology policy in China′s equipment manufacturing industry is effective, but the comprehensive efficiency in some years is ineffective;by industry, there is industry heterogeneity in servitization science and technology policy efficiency. The level of senior management and market size have a significantly positive impact on the efficiency of servitization science and technology policy in the equipment manufacturing industry, the government R&D spending strength and service economy level exists significantly negative effects, and technology dissemination and diffusion capacity has no significant influence on the efficiency of the science and technology policy.